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Dormant Inactive Account Policy |
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Refund & Cancellation policy |
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PMLA POLICY COMMODITY |
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New RMS Policy |
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Investor Grievance Policy |
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KRA POLICY |
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PRE FUNDED INSTRUMENT POLICY EQUITY |
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Policy on Settlement of Funds |
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System and Procedure Relating Client Funds Collaterals |
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System and Procedure Relating Funds of Clients |
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Securities Operation & Risk Management (SORM) Policy |
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PRE FUNDED INSTRUMENT POLICY COMMODITY |
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PROCEDURES AND POLICIES COMMODITY |
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SURVEILLANCE POLICY COMMODITY |
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PROCEDURES AND POLICIES EQUITY |
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RMS |
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Policy For Unauthenticated News Circulation |
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Surveillance |
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Client Code Modification |
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Code of Conduct and Conflict of Interest |
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RISK MANAGEMENT & SURVEILLANCE POLICY 2020 |
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PMLA POLICY EQUITY |
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PMLA POLICY DP |
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POLICY ON INTERNAL SHORTAGES |
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Policy for facility of voluntary freezing blocking the online access of the trading account by clients |
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FIIPL Surveillance Policy |
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FIIPL PMLA POLICY 2024 |
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FIIPL Surveillance Policy 2024 |
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FIIPL OUTSOURSING POLICY 2024 |
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FIIPL Surveillance Policy JULY 2024 |
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PMLA POLICY DP 2024 Equity & DP |
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RMS Policy 2024 |
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Policy for Operating Disposition of Surveillance Alert |
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Investor Grievance Mechanism- 2024 |
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