Policies

	Heading		View
	Securities Operation & Risk Management (SORM) Policy
	Dormant Inactive Account Policy
	RMS
	Policy For Unauthenticated News Circulation
	Surveillance
	Client Code Modification
	Code of Conduct and Conflict of Interest
	PMLA POLICY COMMODITY
	PRE FUNDED INSTRUMENT POLICY COMMODITY
	PROCEDURES AND POLICIES COMMODITY
	SURVEILLANCE POLICY COMMODITY
	PROCEDURES AND POLICIES EQUITY
	Policy on Settlement of Funds
	New RMS Policy
	PRE FUNDED INSTRUMENT POLICY EQUITY
	Refund & Cancellation policy
	System and Procedure Relating Client Funds Collaterals
	System and Procedure Relating Funds of Clients
	KRA POLICY
	Investor Grievance Policy
	RISK MANAGEMENT & SURVEILLANCE POLICY 2020
	PMLA POLICY EQUITY
	PMLA POLICY DP
	POLICY ON INTERNAL SHORTAGES
	Policy for facility of voluntary freezing blocking the online access of the trading account by clients
	FIIPL Surveillance Policy
	FIIPL PMLA POLICY 2024
	FIIPL Surveillance Policy 2024
	FIIPL OUTSOURSING POLICY 2024
	FIIPL Surveillance Policy JULY 2024
	PMLA POLICY DP 2024 Equity & DP
	RMS Policy 2024
	Policy for Operating Disposition of Surveillance Alert
	Investor Grievance Mechanism- 2024

Attention Investors

Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of investors" | "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account." | “KYC is one time exercise while dealing in securities markets-once KYC is done through a SEBI registered intermediary (broker,DP, Mutual Fund ect.) you need not undergo the same process again when you approach another intermediary.” | Dispatch of physical statement may be discontinued from next year if the account continues to remain zero balance and nil transactions during the year.

“Revised guidelines on margin collection ==> 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. | 2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. | 3. Pay 20% upfront margin of the transaction value to trade in cash market segment. | 4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. | 5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors”

Corporate Name : Fair Intermediate Investment Pvt Ltd

Corporate Member. :- NSE/ BSE/ CDSL

Member ID :- NSE - 12098 / BSE - 3131 / CDSL - 39800

SEBI Regn No. :- NSE & BSE - INZ000185032 / DP-IN-DP 81-2015