Policies

	Heading		View
	Dormant Inactive Account Policy
	Policy-For-Internal Control & Other
	Client Code Modification
	PMLA-POLICY 25-26
	PRE FUNDED INSTRUMENT POLICY EQUITY
	System and Procedure Relating Funds of Clients
	KRA POLICY
	POLICY ON INTERNAL SHORTAGES
	Settlement of Running Account of clients’ Funds & Securities
	Code of Conduct and Conflict of Interest
	Policy for facility of voluntary freezing blocking the online access of the trading account by clients
	FIIPL Surveillance Policy JULY 2024
	RMS Policy 2024
	Investor Grievance Mechanism- 2024
	Framework for Short Selling in Financial Markets
	Code-of-Conduct-and-Conflict-of-Interest 25
	FIIPL-OUTSOURSING-POLICY-2025
	Policy-for-Operating-Disposition-of-Surveillance-Alert 25
	Policy-For-Unauthenticated-News-Circulation-New25

Attention Investors

Prevent Unauthorised transactions in your account --> Update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day .......... Issued in the interest of investors" | "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account." | “KYC is one time exercise while dealing in securities markets-once KYC is done through a SEBI registered intermediary (broker,DP, Mutual Fund ect.) you need not undergo the same process again when you approach another intermediary.” | Dispatch of physical statement may be discontinued from next year if the account continues to remain zero balance and nil transactions during the year.

“Revised guidelines on margin collection ==> 1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020. | 2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge. | 3. Pay 20% upfront margin of the transaction value to trade in cash market segment. | 4. Investors may please refer to the Exchange's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard. | 5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month. .......... Issued in the interest of Investors”

Investor advice: clients/investors are advised to abstain them from dealing in any schemes of unauthorised collective investments/portfolio management, indicative/ guaranteed/fixed returns / payments etc

Corporate Name : Fair Intermediate Investment Pvt Ltd

Corporate Member. :- NSE/ BSE/ MCX / CDSL

Member ID :- NSE - 12098 / BSE - 3131 / MCX - 57540 / CDSL - 39800

SEBI Regn No. :- NSE, BSE & MCX - INZ000185032 / DP-IN-DP 81-2015

POINTS TO REMEMBER

DO NOT SHARING OF TRADING CREDENTIALS – LOGIN ID & PASSWORDS INCLUDING OTP’S.
WHILE TRADING IN LEVERAGED PRODUCTS LIKE OPTIONS WITHOUT PROPER UNDERSTANDING, WHICH COULD LEAD TO LOSSES
CHECK WRITING/ SELLING OPTIONS OR TRADING IN OPTION STRATEGIES BASED ON TIPS, WITHOUT BASIC KNOWLEDGE & UNDERSTANDING OF THE PRODUCT AND ITS RISKS
DO NOT DEALING IN UNSOLICITED TIPS THROUGH WHATSAPP, TELEGRAM, YOUTUBE, FACEBOOK, SMS, CALLS, ETC.
DO NOT TRADING IN “OPTIONS” BASED ON RECOMMENDATIONS FROM UNAUTHORISED / UNREGISTERED INVESTMENT ADVISORS AND INFLUENCERS.